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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-13 |
| MI | RA | APPROVED | 2016-09-07 |
Branch Locations
39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States
Ann Arbor, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomfield Hills | MI | 08/2016 | Present |
| Bank Of America, N.A. | Bloomfield Hills | MI | 09/2016 | Present |
I*97409 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DSW LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: ANN ARBOR, MICHIGAN 48105 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RESIDENTIAL RENTAL HOME
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-25 |
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