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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-04-22 |
| NJ | RA | APPROVED | 2023-08-29 |
| NY | RA | APPROVED | 2023-06-26 |
| IN | RA | APPROVED | 2023-03-30 |
| KY | RA | APPROVED | 2022-08-02 |
| FL | RA | APPROVED | 2022-02-18 |
| SC | RA | APPROVED | 2021-11-03 |
| MS | RA | APPROVED | 2021-09-22 |
| IL | RA | APPROVED | 2021-07-19 |
| WI | RA | APPROVED | 2020-10-29 |
| AZ | RA | APPROVED | 2020-10-20 |
| MI | RA | APPROVED | 2020-03-23 |
| WV | RA | APPROVED | 2020-03-23 |
| OH | RA | APPROVED | 2020-03-20 |
| PA | RA | APPROVED | 2020-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Financial Services | Cincinnati | OH | 09/2013 | Present |
| The O. N. Equity Sales Company | Cincinnati | OH | 09/2013 | 11/2016 |
| Citizens Securities, Inc. | Austintown | OH | 11/2016 | 10/2019 |
| The On Equity Sales Company | Cincinnati | OH | 03/2020 | Present |
1). Insurance Sales; 2301 S. Arch Avenue, Alliance, OH 44601; not investment related; Career agent; 10/17/2013-current; 160 hours/month (120 during securities trading hours); insurance sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-04 |
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