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Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-04-22
NJ RA APPROVED 2023-08-29
NY RA APPROVED 2023-06-26
IN RA APPROVED 2023-03-30
KY RA APPROVED 2022-08-02
FL RA APPROVED 2022-02-18
SC RA APPROVED 2021-11-03
MS RA APPROVED 2021-09-22
IL RA APPROVED 2021-07-19
WI RA APPROVED 2020-10-29
AZ RA APPROVED 2020-10-20
MI RA APPROVED 2020-03-23
WV RA APPROVED 2020-03-23
OH RA APPROVED 2020-03-20
PA RA APPROVED 2020-03-20
  • OK RA
    APPROVED
    Since 2024-04-22
  • NJ RA
    APPROVED
    Since 2023-08-29
  • NY RA
    APPROVED
    Since 2023-06-26
  • IN RA
    APPROVED
    Since 2023-03-30
  • KY RA
    APPROVED
    Since 2022-08-02
  • FL RA
    APPROVED
    Since 2022-02-18
  • SC RA
    APPROVED
    Since 2021-11-03
  • MS RA
    APPROVED
    Since 2021-09-22
  • IL RA
    APPROVED
    Since 2021-07-19
  • WI RA
    APPROVED
    Since 2020-10-29
  • AZ RA
    APPROVED
    Since 2020-10-20
  • MI RA
    APPROVED
    Since 2020-03-23
  • WV RA
    APPROVED
    Since 2020-03-23
  • OH RA
    APPROVED
    Since 2020-03-20
  • PA RA
    APPROVED
    Since 2020-03-20

Branch Locations

Alliance, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio National Financial Services Cincinnati OH 09/2013 Present
The O. N. Equity Sales Company Cincinnati OH 09/2013 11/2016
Citizens Securities, Inc. Austintown OH 11/2016 10/2019
The On Equity Sales Company Cincinnati OH 03/2020 Present
  • 09/2013 → Present
    Ohio National Financial Services
    Cincinnati, OH
  • 09/2013 → 11/2016
    The O. N. Equity Sales Company
    Cincinnati, OH
  • 11/2016 → 10/2019
    Austintown, OH
  • 03/2020 → Present
    The On Equity Sales Company
    Cincinnati, OH
Previous Registrations
Other Businesses

1). Insurance Sales; 2301 S. Arch Avenue, Alliance, OH 44601; not investment related; Career agent; 10/17/2013-current; 160 hours/month (120 during securities trading hours); insurance sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-28
S63 Uniform Securities Agent State Law Examination 2007-06-04
  • S65 Uniform Investment Adviser Law Examination
    2016-12-28
  • S63 Uniform Securities Agent State Law Examination
    2007-06-04

View on SEC IAPD

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