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4812 Northwestern Avenue, Mount Pleasant, WI 53406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2022-02-14 |
Branch Locations
4812 Northwestern Avenue, Mount Pleasant, WI 53406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2015 | 07/2019 |
| Financial Service Group | Mt. Pleasant | WI | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-22 |
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