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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-22 |
| TX | RA | APPROVED | 2026-01-22 |
Branch Locations
2829 Townsgate Road Ste 100 [Satellite Office], Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Westlake Village | CA | 07/2014 | 07/2018 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 07/2018 | 01/2026 |
| Wells Fargo Advisors Financial Network, Llc | Westlake Village | CA | 01/2026 | Present |
SONDGEROTH VENTURES, LLC, INVT RELATED, BULLHEAD CITY, AZ, 100% OWNERSHIP, START DATE 5/5/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, PURCHASE AND OPERATE SINGLE FAMILY RENTAL PROPERTIES. SONDGEROTH ADVISORY LLC ; INV RELATED; CAMARILLO, CA; LLC;100% OWNERSHIP; START DATE: 11/01/2025; 40 HRS PER MONTH; 40 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-29 |
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