Brandon Douglas King

Current Employers

Oakwood Capital, Inc.

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-04-26
IA	RA	APPROVED	2023-01-09
WI	RA	APPROVED	2021-10-08
MN	RA	APPROVED	2021-03-11

CO RA
APPROVED

Since 2023-04-26
IA RA
APPROVED

Since 2023-01-09
WI RA
APPROVED

Since 2021-10-08
MN RA
APPROVED

Since 2021-03-11

Branch Locations

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Allianz Life Finacial Services Llc	Minneapolis	MN	09/2016	08/2020
Allianz Life Insurance Company Of North America	Minneapolis	MN	09/2016	08/2020
Cetera Investment Services, Llc	St Cloud	MN	05/2014	09/2016
Oakwood Capital Securities, Inc.	Minneapolis	MN	08/2020	Present
Oakwood Capital Advisors, Llc	Minneapolis	MN	08/2020	Present
Oakwood Capital, Inc.	Minneapolis	MN	03/2021	Present
Oakwood Capital Accounting & Tax Advisors, Llc	Minneapolis	MN	11/2023	Present

09/2016 → 08/2020

Allianz Life Finacial Services Llc

Minneapolis, MN
09/2016 → 08/2020

Allianz Life Insurance Company Of North America

Minneapolis, MN
05/2014 → 09/2016

Cetera Investment Services, Llc

St Cloud, MN
08/2020 → Present

Oakwood Capital Securities, Inc.

Minneapolis, MN
08/2020 → Present

Oakwood Capital Advisors, Llc

Minneapolis, MN
03/2021 → Present

Oakwood Capital, Inc.

Minneapolis, MN
11/2023 → Present

Oakwood Capital Accounting & Tax Advisors, Llc

Minneapolis, MN

Other Businesses

09/2020 - Present - Oakwood Capital Securities, Inc.; Financial Consultant; 600 Highway 169 S, Ste 1410, St. Louis Park, MN; Investment Related; 10 hours/week during business hours 03/2021 - Present - Oakwood Capital, Inc.; Financial Advisor; 600 Highway 169 S, Ste 1410, St. Louis Park, MN; Investment Related; 10 hours/week during business hours 03/2021 - Present - Oakwood Capital Advisors, LLC; 600 Highway 169 S, Ste 1410, Minneapolis, MN; Investment Related; 10 hours/week during business hours 03/2021 - Present - Oakwood Capital Insurance Solutions, LLC; Fixed Insurance Agent, 600 Highway 169 S, Ste 1410, St. Louis Park, MN; not Investment Related; 10 hours/week during business hours 11/1/2023 - Present - Oakwood Capital Accounting & Tax Advisors, LLC; Vice President; 15701 S Tamiami Trl Ste 300, Fort Myers, FL 33908-4236 ; Non-investment related; 10 hours per month during business hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-08
S63	Uniform Securities Agent State Law Examination	2016-10-07

S65 Uniform Investment Adviser Law Examination

2021-03-08
S63 Uniform Securities Agent State Law Examination

2016-10-07