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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gregory Ricks Llc Dba Gregory Ricks & Associates | Metairie | LA | 09/2013 | 10/2017 |
| Clearview Veterinary Hospital | Metairie | LA | 08/2016 | Present |
| Global Financial Private Capital, Llc | Sarasota | FL | 10/2017 | 04/2019 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 04/2019 | 05/2019 |
| Ae Wealth Management, Llc | Topeka | KS | 05/2019 | 11/2019 |
| Gregory Ricks & Associates Inc | Metairie | LA | 09/2013 | 10/2019 |
| P.J. Demarie And Associates | Mandeville | LA | 11/2019 | 05/2026 |
| Nylife Securities Llc | New Orleans | LA | 10/2020 | 05/2026 |
| Safe Haven Defense Louisiana, Llc | Mandeville | LA | 06/2020 | 07/2024 |
| Eagle Strategies Llc | New Orleans | LA | 11/2021 | 05/2026 |
| Lpl Financial Llc | New Orleans | LA | 06/2026 | Present |
| Newedge Advisors, Llc | New Orleans | LA | 06/2026 | Present |
1. 06/2026 - NewEdge Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/16/2026 2. 06/2026 - CLEARVIEW VETERINARY HOSPITAL - Outside/W-2 Employment - Not Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Metairie LA 70006 – OBA Start Date: 08/18/2016 3. 06/2026 - Bennett Commercial Holdings, LLC - Real Estate Rental - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Covington LA 70433 – OBA Start Date: 08/18/2016 4. 07/08/2026 - NewEdge Advisors, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 06/10/2026 - 160 hours per month/ 130 hours during trading - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 2014-06-14 |
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