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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-06-17
  • LA RA
    APPROVED
    Since 2026-06-17

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gregory Ricks Llc Dba Gregory Ricks & Associates Metairie LA 09/2013 10/2017
Clearview Veterinary Hospital Metairie LA 08/2016 Present
Global Financial Private Capital, Llc Sarasota FL 10/2017 04/2019
J.W. Cole Advisors, Inc. Tampa FL 04/2019 05/2019
Ae Wealth Management, Llc Topeka KS 05/2019 11/2019
Gregory Ricks & Associates Inc Metairie LA 09/2013 10/2019
P.J. Demarie And Associates Mandeville LA 11/2019 05/2026
Nylife Securities Llc New Orleans LA 10/2020 05/2026
Safe Haven Defense Louisiana, Llc Mandeville LA 06/2020 07/2024
Eagle Strategies Llc New Orleans LA 11/2021 05/2026
Lpl Financial Llc New Orleans LA 06/2026 Present
Newedge Advisors, Llc New Orleans LA 06/2026 Present
  • 09/2013 → 10/2017
    Gregory Ricks Llc Dba Gregory Ricks & Associates
    Metairie, LA
  • 08/2016 → Present
    Clearview Veterinary Hospital
    Metairie, LA
  • 10/2017 → 04/2019
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 04/2019 → 05/2019
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 05/2019 → 11/2019
    Topeka, KS
  • 09/2013 → 10/2019
    Gregory Ricks & Associates Inc
    Metairie, LA
  • 11/2019 → 05/2026
    P.J. Demarie And Associates
    Mandeville, LA
  • 10/2020 → 05/2026
    Nylife Securities Llc
    New Orleans, LA
  • 06/2020 → 07/2024
    Safe Haven Defense Louisiana, Llc
    Mandeville, LA
  • 11/2021 → 05/2026
    New Orleans, LA
  • 06/2026 → Present
    Lpl Financial Llc
    New Orleans, LA
  • 06/2026 → Present
    Newedge Advisors, Llc
    New Orleans, LA
Previous Registrations
  • 2021-11-15 → 2026-06-02
    Mandelville, LA
    New Orleans, LA
  • 2019-05-06 → 2019-11-15
    Gulfport, MS
    Mandeville, LA
    Metairie, LA
  • 2019-04-16 → 2019-05-14
    Metairie, LA
    Tampa, FL
  • 2017-10-31 → 2019-04-23
    Global Financial Private Capital, Inc.
    Metairie, LA
    Sarasota, FL
  • 2014-07-11 → 2017-11-29
    Gregory Ricks Llc Dba Gregory Ricks & Associates
    Metairie, LA
Other Businesses

1. 06/2026 - NewEdge Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/16/2026 2. 06/2026 - CLEARVIEW VETERINARY HOSPITAL - Outside/W-2 Employment - Not Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Metairie LA 70006 – OBA Start Date: 08/18/2016 3. 06/2026 - Bennett Commercial Holdings, LLC - Real Estate Rental - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Covington LA 70433 – OBA Start Date: 08/18/2016 4. 07/08/2026 - NewEdge Advisors, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 06/10/2026 - 160 hours per month/ 130 hours during trading - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-11-20
S65 Uniform Investment Adviser Law Examination 2014-06-14
  • S63 Uniform Securities Agent State Law Examination
    2024-11-20
  • S65 Uniform Investment Adviser Law Examination
    2014-06-14
Other Names
  • Cody Bennett
  • Cody Everett Bennett

View on SEC IAPD

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