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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-07 |
| IL | RA | APPROVED | 2025-04-04 |
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
North Palm Beach, FL • United States
263 Shuman Blvd. Suite 130, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 07/2014 | 05/2020 |
| B.RIley Wealth Management, Inc. | North Palm Beach | FL | 05/2020 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Naperville | IL | 04/2025 | Present |
1. Dos Cocos Properties LLC; 509 Lighthouse Drive North Palm Beach FL; AIRBNB my two properties; Owner; renting; 05/25/2021; 1 hr/day; Not during security trading hours; Investment-Related 2. JHMB Home Services LLC; 103301 Overseas HWY Key Largo FL 33037; HVAC business; Investor/minority ownership; Passive Partner, - calls w/ partner in the evenings, helping partner with daily finances/cash flow analysis. Help with financial excel sheets for business. Income Statement/balance sheet etc; 04/07/2025; 45 hrs/month; Not during security trading hours; Not Investment-Related 3. JHMB Real Estate Holdings LLC; 103301 Overseas HWY Key Largo, FL 33037; LLC for the purpose of a commercial property - just one property; Manager / 50% owner; just owning the property / renting to the business; 03/02/2026; 10hrs/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-05 |
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