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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-07
IL RA APPROVED 2025-04-04
TX RA APPROVED 2025-04-04
  • FL RA
    APPROVED
    Since 2025-04-07
  • IL RA
    APPROVED
    Since 2025-04-04
  • TX RA
    APPROVED
    Since 2025-04-04

Branch Locations

North Palm Beach, FL • United States

263 Shuman Blvd. Suite 130, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 07/2014 05/2020
B.RIley Wealth Management, Inc. North Palm Beach FL 05/2020 04/2025
Stifel, Nicolaus & Company, Incorporated Naperville IL 04/2025 Present
Previous Registrations
  • 2022-08-18 → 2025-04-07
    North Palm Beach, FL
    Chicago, IL
  • 2020-05-19 → 2022-12-31
    B. Riley Wealth Management
    Chicago, IL
    Palatine, IL
    North Palm Beach, FL
  • 2014-09-05 → 2020-05-20
    Chicago, IL
    South Jordan, UT
    Chicago, IL
    Chicago, IL
Other Businesses

1. Dos Cocos Properties LLC; 509 Lighthouse Drive North Palm Beach FL; AIRBNB my two properties; Owner; renting; 05/25/2021; 1 hr/day; Not during security trading hours; Investment-Related 2. JHMB Home Services LLC; 103301 Overseas HWY Key Largo FL 33037; HVAC business; Investor/minority ownership; Passive Partner, - calls w/ partner in the evenings, helping partner with daily finances/cash flow analysis. Help with financial excel sheets for business. Income Statement/balance sheet etc; 04/07/2025; 45 hrs/month; Not during security trading hours; Not Investment-Related 3. JHMB Real Estate Holdings LLC; 103301 Overseas HWY Key Largo, FL 33037; LLC for the purpose of a commercial property - just one property; Manager / 50% owner; just owning the property / renting to the business; 03/02/2026; 10hrs/mth; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-05
  • S66 Uniform Combined State Law Examination
    2014-09-05
Other Names
  • Jack Hellwig

View on SEC IAPD

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