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1050 South Central Expy Suite 1140, Allen, TX 75013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-22 |
Branch Locations
1050 South Central Expy Suite 1140, Allen, TX 75013 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Fort Worth | TX | 04/2015 | 12/2018 |
| Equitable Advisors, Llc | Dallas | TX | 01/2019 | 06/2022 |
| Axa Advisors, Llc | Dallas | TX | 01/2019 | 06/2020 |
| Equitable Advisors, Llc | Fort Worth | TX | 04/2015 | 12/2018 |
| The Vanguard Group, Inc. | Plano | TX | 06/2022 | 01/2023 |
| Sanford C. Bernstein & Co., Llc | Dallas | TX | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-29 |
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