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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-30 |
| WA | RA | APPROVED | 2025-04-11 |
Branch Locations
10885 Ne 4Th Street Suite 1400, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Seattle | WA | 07/2014 | Present |
| Nylife Securities Llc | Seattle | WA | 09/2015 | Present |
| Pgr Financial | Bellevue | WA | 08/2024 | Present |
| Eagle Strategies Llc | Bellevue | WA | 04/2025 | Present |
[Washington Rush Baseall; I am the 18U baseball pitching coach.; 8101 S Shaffer Pkwy, Suite 103; Start Date 10/2014; Role/Title: Volunteer; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;3408 NE 65th ST Seattle WA 98115; Start Date 04/2019; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Seattle University Athletic Board; I sit on the athletic board at Seattle University for the baseball program. The general idea of this board is to review and create ideas to increase fan attendance as well as talk about player development; 901 12th Ave, Seattle, WA 98122; Start Date 06/2020; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours;Speaking as a former player that attended the university, as where I feel there can be improvements etc] [OPERATING UNDER THE DBA NAME OF PGR FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (BELLEVUE, WA); START DATE: 08/2024]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-01 |
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