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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-10-30 |
| PR | RA | APPROVED | 2025-08-25 |
| DC | RA | APPROVED | 2025-08-18 |
| ND | RA | APPROVED | 2025-08-06 |
| AK | RA | APPROVED | 2025-08-04 |
| NC | RA | APPROVED | 2025-08-04 |
| VI | RA | APPROVED | 2025-08-01 |
| GA | RA | APPROVED | 2025-07-31 |
| IA | RA | APPROVED | 2025-07-31 |
| ME | RA | APPROVED | 2025-07-31 |
| NM | RA | APPROVED | 2025-07-31 |
| AL | RA | APPROVED | 2025-07-30 |
| KS | RA | APPROVED | 2025-07-30 |
| LA | RA | APPROVED | 2025-07-30 |
| MD | RA | APPROVED | 2025-07-30 |
| MN | RA | APPROVED | 2025-07-30 |
| MT | RA | APPROVED | 2025-07-30 |
| NE | RA | APPROVED | 2025-07-30 |
| TX | RA | APPROVED_RES | 2025-07-30 |
| UT | RA | APPROVED | 2025-07-30 |
| NY | RA | APPROVED | 2025-07-24 |
Branch Locations
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Depew | NY | 08/2008 | 05/2022 |
| Hsbc Securities (Usa) Inc. | New York | NY | 07/2014 | 05/2022 |
| Tiaa | Amherst | NY | 06/2022 | 07/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Amherst | NY | 06/2022 | 07/2025 |
| Hsbc Bank Usa, N.A. | Buffalo | NY | 07/2025 | Present |
| Hsbc Securities (Usa) Inc. | New York | NY | 07/2025 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-22 |
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