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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-09 |
| CT | RA | APPROVED | 2018-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Boston | MA | 06/2014 | 05/2018 |
| John Hancock Funds | Boston | MA | 07/2014 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burlington | MA | 06/2018 | Present |
| Bank Of America, N.A. | Burlington | MA | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-13 |
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