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Christopher Shields Gluckman

Capital Client Group, Inc.

Chicago, IL

Los Angeles, CA

Chicago, IL

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-17
  • IL RA
    APPROVED
    Since 2025-07-17

Branch Locations

444 W. Lake St., Suite 4600, Chicago, IL 60606 • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tjm Investments Llc Chicago IL 05/2017 04/2018
Northern Trust Chicago IL 11/2015 05/2017
Fiducient Advisors Chicago IL 08/2018 09/2022
Brookfield Asset Mgmt/Brookfield Oaktree Wealth Solutions Llc Chicago IL 09/2022 04/2025
Unemployed Chicago IL 04/2018 08/2018
Capital Group / Capital Client Group, Inc. Chicago IL 04/2025 Present
  • 05/2017 → 04/2018
    Tjm Investments Llc
    Chicago, IL
  • 11/2015 → 05/2017
    Northern Trust
    Chicago, IL
  • 08/2018 → 09/2022
    Fiducient Advisors
    Chicago, IL
  • 09/2022 → 04/2025
    Brookfield Asset Mgmt/Brookfield Oaktree Wealth Solutions Llc
    Chicago, IL
  • 04/2018 → 08/2018
    Unemployed
    Chicago, IL
  • 04/2025 → Present
    Capital Group / Capital Client Group, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-17
S63 Uniform Securities Agent State Law Examination 2023-06-30
  • S66 Uniform Combined State Law Examination
    2025-07-17
  • S63 Uniform Securities Agent State Law Examination
    2023-06-30
Other Names
  • Chris Shields Gluckman
  • Chris Gluckman

View on SEC IAPD

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PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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