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One Financial Plaza, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2015-09-03 |
| FL | RA | APPROVED | 2015-09-01 |
| GA | RA | APPROVED | 2015-08-14 |
| MO | RA | APPROVED | 2015-07-31 |
| IN | RA | APPROVED | 2015-06-15 |
| NC | RA | APPROVED | 2015-06-15 |
| VA | RA | APPROVED | 2015-06-15 |
Branch Locations
3333 Piedmont Road Ne Suite 1500, Atlanta, GA 30305 • United States
One Financial Plaza, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ridgeworth Distributors, Llc | Atlanta | GA | 07/2014 | 06/2017 |
| Ridgeworth Investments | Atlanta | GA | 07/1992 | 06/2017 |
| Seix Investment Advisors Llc | Atlanta | GA | 06/2017 | Present |
| Vp Distributors Llc | Atlanta | GA | 06/2017 | Present |
1. RENTAL PROPERTY, 5262 CHAMBLEE DUNWOODY RD, DUNWOODY GA 30338; NATURE OF BUSINESS: RENTAL HOME; POSITION: HOME OWNER; 1 HR/MONTH INVOLVED IN OTHER BUSINESS; INVESTMENT RELATED; 2. RENTAL PROPERTY; NOT INVESTMENT RELATED; 4201 S. OCEAN BLVD H-1, SOUTH PALM BEACH, FL; NATURE OF OTHER BUSINESS: RENTAL PROPERTY WHERE ONLY ONE RENTAL A YEAR; POSITION: SPOUSE OF HOMEOWNER; START DATE: 01/20/2024; 4 HRS/MONTH DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES: PURCHASE OR FIX HOME NECESSITIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-06-04 |
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