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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-07 |
Branch Locations
200 N Spring St #867, Los Angeles, CA 90012 • United States
1030 Nevada St Ste 203, Redlands, CA 92374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advised Assets Group, Llc. | Los Angeles | CA | 06/2014 | 09/2017 |
| Voya Financial Advisors, Inc. | Los Angeles | CA | 10/2017 | Present |
| Michaels | Hawthorne | CA | 10/2024 | 01/2025 |
NAME OF ENTITY:Long Beach City College; No; 4901 E. Carson St.; Long Beach; CA; 90808; Part-time faculty position to assist a diverse group of adult students in achieving their educational goals.; PT Faculty Pool - Management; 3/4/2019; 20; 0; Faculty job responsibilities include the development/review of curriculum and assessment of learning outcomes for students. The course is designed to introduce the traditional management tasks of planning, organizing, leading and controlling. Course topics will include important issues such as innovation, technology, diversity, quality, ethics and the global environment.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-20 |
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