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Matthew A Lentz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-26
  • TX RA
    APPROVED
    Since 2015-01-26

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 10/2014 Present
Bank Of America, N.A. The Woodlands TX 01/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-15
  • S66 Uniform Combined State Law Examination
    2014-12-15
Other Names
  • Matthew Alexander Lentz

View on SEC IAPD

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