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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-14 |
| TN | RA | APPROVED | 2014-09-29 |
Branch Locations
1408 Currier Ln, Knoxville, TN 37919 • United States
233 W Steven St, Cookeville, TN 38501 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Knoxville | TN | 07/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Knoxville | TN | 03/2020 | Present |
Real Estate Ownership; Single Family; 4534 Chota HillsLouisville, TN 37777, ,; Investment-Related; 09/01/2014. Business Ownership; Rocky Hill Properties, LLC; President and Partner; real estate property available for rent; 1408 Currier Lane, , Knoxville, TN, 37919; Investment-Related; 12/23/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Knoxville Volunteer Rotary Club Board; President; 900 Henley St, Church Life Center, Knoxville, TN, 37902; Not Investment-Related; 07/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; Finance Committee member; I am a member of the Knoxville Volunteer Rotary Club. We recently formed a Finance Committe due to a large gift to the club. I am now a member of the committee on how to invest the funds for the benefit of the committee.; 900 Henley St, , Knoxville, TN, 37902; Investment-Related; 04/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-12 |
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