Caroline W Sobolewski

Current Employers

Employment History

• 04/2007 → 06/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mandeville, LA
• 08/2013 → 06/2023
  Bank Of America, N.A.
  Mandeville, LA
• 06/2023 → Present
  Raymond James Financial Services, Inc.
  New Orleans, LA
• 06/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  New Orleans, LA

Previous Registrations

• 2008-08-06 → 2023-06-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mandeville, LA
  New Orleans, LA

Other Businesses

(1)Name of Business: Henderson Hutter Group Address: 636 Carondelet St., New Orleans, LA, 70130-6178, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/08/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Spring Hill College Address: 918 Beau Chene Drive, Mandeville, LA, 70471, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sit in on meetings twice a year to help oversee the use of a grant the college received to increase student retention.

Exams

• S66 Uniform Combined State Law Examination
  2008-08-04

Other Names

• Caroline Winter Dazet
• Caroline Winter Dazet
• Caroline Winter Dazet
• Caroline Winter Sobolewski