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Alex Joseph Rohmann

Sanctuary Advisors, LLC

Short Hills, NJ

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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-14
  • NJ RA
    APPROVED
    Since 2023-07-14

Branch Locations

51 Jfk Parkway Suite 110, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence College Providence RI 05/2013 05/2018
Santander Florham Park NJ 05/2018 09/2020
Forester Capital Stamford CT 10/2020 11/2022
Sanctuary Securities, Inc. Short Hills NJ 11/2022 Present
Sanctuary Advisors Llc Short Hills NJ 07/2023 Present
  • 05/2013 → 05/2018
    Providence College
    Providence, RI
  • 05/2018 → 09/2020
    Santander
    Florham Park, NJ
  • 10/2020 → 11/2022
    Forester Capital
    Stamford, CT
  • 11/2022 → Present
    Sanctuary Securities, Inc.
    Short Hills, NJ
  • 07/2023 → Present
    Sanctuary Advisors Llc
    Short Hills, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-12
S63 Uniform Securities Agent State Law Examination 2022-11-04
  • S65 Uniform Investment Adviser Law Examination
    2023-07-12
  • S63 Uniform Securities Agent State Law Examination
    2022-11-04

View on SEC IAPD

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Other Offices

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J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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