Cody Lee Ward

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2019-10-08

MA RA
APPROVED

Since 2019-10-08

Branch Locations

Walpole, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Bank	Brighton	MA	04/2016	09/2019
Citizens Securities, Inc	Brighton	MA	04/2016	09/2019
Lincoln Investment	Fort Washington	PA	10/2019	Present

04/2016 → 09/2019

Citizens Bank

Brighton, MA
04/2016 → 09/2019

Citizens Securities, Inc

Brighton, MA
10/2019 → Present

Lincoln Investment

Fort Washington, PA

Previous Registrations

2019-01-29 → 2019-10-02

Citizens Securities, Inc.

Dedham, MA

Brighton, MA

Brighton, MA

Braintree, MA

Other Businesses

Olivia Joan Foundation Position: Board member Nature: Raising funds and support for GNAO1 research Investment Related: No Hours: 16 Securities Trading Hours: 0 Start Date: 4/25/2026 Address: 34 Cumberland St #34 Cumberland, Rhode Island 02864 Description: Coordinating events, raising funds

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-01-29
S63	Uniform Securities Agent State Law Examination	2016-04-19

S65 Uniform Investment Adviser Law Examination

2019-01-29
S63 Uniform Securities Agent State Law Examination

2016-04-19

View on SEC IAPD