Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-27 |
| CA | RA | APPROVED | 2023-11-22 |
Branch Locations
2100 El Camino Real, Palo Alto, CA 94306 • United States
1 Front Street, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2016 | 07/2018 |
| Alliance Of American Football | San Diego | CA | 12/2018 | 04/2019 |
| Xfl | College Park | MD | 11/2019 | 03/2020 |
| Unemployed | Indianapolis | IN | 04/2019 | 11/2019 |
| Unemployed | Indianapolis | IN | 03/2020 | 08/2021 |
| Unemployed | Indianapolis | IN | 07/2018 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 08/2021 | 08/2022 |
| Bank Of America, N.A. | Palo Alto | CA | 09/2021 | 08/2022 |
| First Republic Securities Company, Llc | Palo Alto | CA | 08/2022 | 09/2023 |
| First Republic Investment Management, Inc. | Palo Alto | CA | 08/2022 | Present |
| J.P. Morgan Securities Llc | Palo Alto | CA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Palo Alto | CA | 10/2023 | Present |
Entity Name: Concussion Legacy Foundation Investment related:No Address: 361 Newbury St 5th Floor Boston MA 02115 https://concussionfoundation.org/ Nature of the other business: Nonprofit Position/ Title/ Relationship: Officer or Advisor of another company Start Date: Apr 01, 2021 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your The Concussion Legacy Foundation is a nonprofit founded to support athletes veterans and all affected by concussions and CTE. As a California Advisory Board member I attend quarterly meetings and act as a resource for athletes and fellow members of the foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-21 |
Reach out to this advisor