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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
CA RA APPROVED 2023-11-22
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • CA RA
    APPROVED
    Since 2023-11-22

Branch Locations

2100 El Camino Real, Palo Alto, CA 94306 • United States

1 Front Street, San Francisco, CA 94111 • United States

Redwood City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2016 07/2018
Alliance Of American Football San Diego CA 12/2018 04/2019
Xfl College Park MD 11/2019 03/2020
Unemployed Indianapolis IN 04/2019 11/2019
Unemployed Indianapolis IN 03/2020 08/2021
Unemployed Indianapolis IN 07/2018 12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 08/2021 08/2022
Bank Of America, N.A. Palo Alto CA 09/2021 08/2022
First Republic Securities Company, Llc Palo Alto CA 08/2022 09/2023
First Republic Investment Management, Inc. Palo Alto CA 08/2022 Present
J.P. Morgan Securities Llc Palo Alto CA 09/2023 Present
Jp Morgan Chase Bank, N.A. Palo Alto CA 10/2023 Present
  • 07/2016 → 07/2018
    New York, NY
  • 12/2018 → 04/2019
    Alliance Of American Football
    San Diego, CA
  • 11/2019 → 03/2020
    Xfl
    College Park, MD
  • 04/2019 → 11/2019
    Unemployed
    Indianapolis, IN
  • 03/2020 → 08/2021
    Unemployed
    Indianapolis, IN
  • 07/2018 → 12/2018
    Unemployed
    Indianapolis, IN
  • 08/2021 → 08/2022
    Palo Alto, CA
  • 09/2021 → 08/2022
    Bank Of America, N.A.
    Palo Alto, CA
  • 08/2022 → 09/2023
    First Republic Securities Company, Llc
    Palo Alto, CA
  • 08/2022 → Present
    First Republic Investment Management, Inc.
    Palo Alto, CA
  • 09/2023 → Present
    Palo Alto, CA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Palo Alto, CA
Previous Registrations
Other Businesses

Entity Name: Concussion Legacy Foundation Investment related:No Address: 361 Newbury St 5th Floor Boston MA 02115 https://concussionfoundation.org/ Nature of the other business: Nonprofit Position/ Title/ Relationship: Officer or Advisor of another company Start Date: Apr 01, 2021 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your The Concussion Legacy Foundation is a nonprofit founded to support athletes veterans and all affected by concussions and CTE. As a California Advisory Board member I attend quarterly meetings and act as a resource for athletes and fellow members of the foundation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-28
S63 Uniform Securities Agent State Law Examination 2016-08-21
  • S66 Uniform Combined State Law Examination
    2021-09-28
  • S63 Uniform Securities Agent State Law Examination
    2016-08-21
Other Names
  • A.J. Tarpley
  • Aubrey J Tarpley
  • Aubrey Tarpley
  • Aubrey Joseph Tarpley

View on SEC IAPD

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