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8205 Nature'S Way #219, Lakewood Ranch, FL 34202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-01 |
| ME | RA | APPROVED | 2026-04-28 |
Branch Locations
358 U.S. Route One, Falmouth, ME 04105 • United States
8205 Nature'S Way #219, Lakewood Ranch, FL 34202 • United States
579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2011-11-02 |
Branch Locations
358 U.S. Route One, Falmouth, ME 04105 • United States
579 Main Street, Bolton, MA 01740 • United States
1441 Brickell Avenue Suite 1700, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital | Falmouth | ME | 12/2011 | Present |
| Bolton Global Asset Management | Falmouth | ME | 11/2011 | Present |
| Dow Family Office Advisory, Llc | Falmouth | ME | 04/2026 | Present |
1) Richard Benoit is dually registered as an investment advisor representative and registered representative with Bolton Global Asset Management and Bolton Global Capital (collectively "Bolton") since 2011 and as an investment advisor representative with Dow Family Office Advisory, LLC since 04/2026. Business is conducted from 358 U.S. Route One, Falmouth, Maine 04105. Approximately 50% of Mr. Benoit's time is dedicated for activities as an investment advisor representative and registered representative of Bolton, with the balance as an investment advisor representative of Dow Family Office Advisory, LLC. 2) VP of Corporate Development for Dow Software, LLC, entity established for developing and selling computer software. Duties include implementing user-side system layout and is not investment related. Conducted at branch location. Began role August of 2013. Spends approximately 10 hours per month outside of business hours. Dow Software, LLC operates from 8205 Nature's Way, Unit 219, Lakewood Ranch, FL 34202. 3) Trustee of Dow Software, LLC' 401K plan. Began 11/15/2021 and spend 1-2 hours per month during business hours. Does not advise or manage investments. Rick acts in this role from Branch location in Maine. 4) Owner and Manager of Red Barn Saloon, a live music venue. This trade marked entity also operates an online store and provides live music services. Began 09/15/2025. Not investment related. Not conducted from Branch location. 2-hours spent per month outside business hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-11-05 |
| S65 | Uniform Investment Adviser Law Examination | 2011-10-08 |
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