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Current Employers
Dow Family Office Advisory, Llc

8205 Nature'S Way #219, Lakewood Ranch, FL 34202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-01
ME RA APPROVED 2026-04-28
  • TX RA
    APPROVED_RES
    Since 2026-05-01
  • ME RA
    APPROVED
    Since 2026-04-28

Branch Locations

358 U.S. Route One, Falmouth, ME 04105 • United States

8205 Nature'S Way #219, Lakewood Ranch, FL 34202 • United States

Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2011-11-02
  • ME RA
    APPROVED
    Since 2011-11-02

Branch Locations

358 U.S. Route One, Falmouth, ME 04105 • United States

579 Main Street, Bolton, MA 01740 • United States

1441 Brickell Avenue Suite 1700, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bolton Global Capital Falmouth ME 12/2011 Present
Bolton Global Asset Management Falmouth ME 11/2011 Present
Dow Family Office Advisory, Llc Falmouth ME 04/2026 Present
  • 12/2011 → Present
    Bolton Global Capital
    Falmouth, ME
  • 11/2011 → Present
    Bolton Global Asset Management
    Falmouth, ME
  • 04/2026 → Present
    Falmouth, ME
Other Businesses

1) Richard Benoit is dually registered as an investment advisor representative and registered representative with Bolton Global Asset Management and Bolton Global Capital (collectively "Bolton") since 2011 and as an investment advisor representative with Dow Family Office Advisory, LLC since 04/2026. Business is conducted from 358 U.S. Route One, Falmouth, Maine 04105. Approximately 50% of Mr. Benoit's time is dedicated for activities as an investment advisor representative and registered representative of Bolton, with the balance as an investment advisor representative of Dow Family Office Advisory, LLC. 2) VP of Corporate Development for Dow Software, LLC, entity established for developing and selling computer software. Duties include implementing user-side system layout and is not investment related. Conducted at branch location. Began role August of 2013. Spends approximately 10 hours per month outside of business hours. Dow Software, LLC operates from 8205 Nature's Way, Unit 219, Lakewood Ranch, FL 34202. 3) Trustee of Dow Software, LLC' 401K plan. Began 11/15/2021 and spend 1-2 hours per month during business hours. Does not advise or manage investments. Rick acts in this role from Branch location in Maine. 4) Owner and Manager of Red Barn Saloon, a live music venue. This trade marked entity also operates an online store and provides live music services. Began 09/15/2025. Not investment related. Not conducted from Branch location. 2-hours spent per month outside business hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-11-05
S65 Uniform Investment Adviser Law Examination 2011-10-08
  • S63 Uniform Securities Agent State Law Examination
    2011-11-05
  • S65 Uniform Investment Adviser Law Examination
    2011-10-08

View on SEC IAPD

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