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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-02 |
| CA | RA | APPROVED | 2018-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Palo Alto | CA | 06/2018 | Present |
| Cardinal Pitch Club | San Francisco | CA | 07/2017 | 08/2017 |
| Unemployment | San Francisco | CA | 01/2016 | 06/2017 |
| Sharetea | San Francisco | CA | 09/2017 | 05/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-24 |
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