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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-08
MD RA APPROVED 2020-10-29
  • TX RA
    APPROVED
    Since 2025-01-08
  • MD RA
    APPROVED
    Since 2020-10-29

Branch Locations

154 A N Market St, Frederick, MD 21701 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 06/2014 10/2020
Rs Will Wealth Management Frederick MD 10/2020 Present
Kestra Investment Services, Llc Frederick MD 10/2020 Present
Kestra Advisory Services, Llc Frederick MD 10/2020 Present
Previous Registrations
Other Businesses

Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Bldg 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: financial planner Start Date: 10/28/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: holistic financial planning adhered to the specific client needs Business Name: RS Will Wealth Management Investment Related: Yes Address: 154 A N. Market St Frederick MD 21701 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Planner Start Date: 10/28/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Holistic financial planning adhered to the specific needs of the client Business Name: HOOD COLLEGE POSITION: Adjunct Professor NATURE: Adjunct Professor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2022 ADDRESS: 401 Rosemont Ave, Frederick MD 21701 DESCRIPTION: Instruct a course at Hood College

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-08
  • S66 Uniform Combined State Law Examination
    2017-09-08
Designations

View on SEC IAPD

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