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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Georgetown | KY | 01/2012 | 05/2017 |
| Fifth Third Securities | Georgetown | KY | 05/2014 | 05/2017 |
| Fifth Third Bank | Georgetwon | KY | 06/2017 | 05/2018 |
| Suntrust Bank | Spring Hill | FL | 06/2018 | Present |
| Suntrust Investment Services,Inc. | Atlanta | GA | 07/2018 | Present |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 01/2020 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 03/2025 | Present |
| Cetera Investment Advisers Llc | Clearwater | FL | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-03 |
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