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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-09-01
  • MO RA
    APPROVED
    Since 2017-09-01

Branch Locations

St. Louis, MO • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors St. Louis MO 06/2014 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
Other Businesses

MUSICIAN/PRODUCER/ARTIST, NOT INV RELATED, ST LOUIS, MO, 100% OWNER, START: 9/28/2016, 30 HOURS PER MONTH/0 DURING TRADING, DUTIES: COMPOSE MUSIC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-31
S63 Uniform Securities Agent State Law Examination 2014-10-18
  • S66 Uniform Combined State Law Examination
    2017-08-31
  • S63 Uniform Securities Agent State Law Examination
    2014-10-18

View on SEC IAPD

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