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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-06-14
  • MI RA
    APPROVED
    Since 2024-06-14

Branch Locations

25925 Telegraph Rd, Ste 201, Southfield, MI 48033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Troy, MI 07/2018 10/2018
Unemployed Shelby Township MI 08/2017 07/2018
Unemployed East Lansing MI 08/2017 05/2018
Securities America La Vista NE 05/2017 08/2017
Unemployed East Lansing MI 08/2016 05/2017
Securities America, Inc. Southfield MI 10/2018 06/2024
Securities America Advisors Southfield MI 01/2020 06/2024
Osaic Wealth, Inc. Southfield MI 06/2024 Present
Osaic Wealth, Inc. Southfield MI 06/2024 Present
  • 07/2018 → 10/2018
    Pruco Securities, Llc
    Troy,, MI
  • 08/2017 → 07/2018
    Unemployed
    Shelby Township, MI
  • 08/2017 → 05/2018
    Unemployed
    East Lansing, MI
  • 05/2017 → 08/2017
    Securities America
    La Vista, NE
  • 08/2016 → 05/2017
    Unemployed
    East Lansing, MI
  • 10/2018 → 06/2024
    Securities America, Inc.
    Southfield, MI
  • 01/2020 → 06/2024
    Securities America Advisors
    Southfield, MI
  • 06/2024 → Present
    Southfield, MI
  • 06/2024 → Present
    Southfield, MI
Previous Registrations
  • 2020-01-13 → 2024-06-14
    Securities America Advisors, Inc.
    Southfield, MI
    Southfield, MI
Other Businesses

1. LIFE INSURANCE LICENSE POSITION: Agent NATURE: Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2018 ADDRESS: 25925 Telegraph Road, Suite 201, Southfield MI 48033, United States DESCRIPTION: I have an active accident and health, life, and variable annuity license. 2. SECURE PLANNING STRATEGIES POSITION: Associate Advisor NATURE: I am joining Securities America Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 25925 Telegraph Road, Suite 201, Southfield MI 48033, United States DESCRIPTION: Entering my role as associate advisor with the firm, meeting with clients, and continuing to work on client accounts. 3. N/A POSITION: Notary NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/07/2022 ADDRESS: 25925 Telegraph Road, Suite 201, Southfield MI 48033, United States DESCRIPTION: Provide notary services to client at no cost.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
S63 Uniform Securities Agent State Law Examination 2018-09-21
  • S66 Uniform Combined State Law Examination
    2019-09-27
  • S63 Uniform Securities Agent State Law Examination
    2018-09-21
Designations
Other Names
  • Wesley Zi-Jun Ho
  • Wesley Zi-Jun Ho
  • Wesley Ho

View on SEC IAPD

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