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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Fort Wayne | IN | 03/2012 | 11/2018 |
| Wells Fargo Advisors Llc | Fort Wayne | IN | 06/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Wayne | IN | 11/2016 | 11/2018 |
| Wells Fargo Clearing Services Llc | Fort Wayne | IN | 03/2019 | 01/2024 |
| Infinex | Fort Wayne | IN | 12/2018 | 02/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2024 | Present |
| Cetera Investment Advisers Llc | Fort Wayne | IN | 01/2024 | Present |
RSVP OF ALLEN COUNTY INC. DBA VOLUNTEER CENTER, INV RELATED, FORT WAYNE, IN, TREASURER, START 1/2/2024, 3 HOURS PER MONTH, 3 HOURS DURING TRADING, REVIWING BUDGETS, FINANCIAL PLANS TO ENURED ADEQUATE FUNDING. RSVP OF ALLEN COUNTY INC. DBA VOLUNTEER CENTER, INV RELATED, FORT WAYNE, IN, FINANCE COMMITTEE MEMBER, START 11/20/2019, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, REVIWING BUDGETS, FINANCIAL PLANS TO ENURED ADEQUATE FUNDING. SIGNOR ON CHECKING ACCOUNT; DUAL SIGNORS REQUIRED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-12 |
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