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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-22 |
Branch Locations
505 S California Ave, Palo Alto, CA 94304 • United States
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Sunnyvale | CA | 02/2008 | Present |
| Wells Fargo Advisors Llc | Sunnyvale | CA | 06/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sunnyvale | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, SANTA CLARA, CA, 100% OWNERSHIP WITH SPOUSE, START 1/23/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, SANTA JOSE, CA, 100% OWNERSHIP WITH SPOUSE, START 6/1/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, SANTA JOSE, CA, 100% OWNERSHIP WITH SPOUSE, START 8/12/2014, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, MOUNTAIN VIEW, CA, 100% OWNERSHIP WITH SPOUSE, START 5/5/2015, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-12 |
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