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Brett Brooks

Ameriprise Financial Services, LLC

Zionsville, IN

The Huntington Investment Company

Zionsville, IN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-06-29
  • IN RA
    APPROVED
    Since 2026-06-29

Branch Locations

10925 N Michigan Rd, Zionsville, IN 46077-0015 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2010-09-02
  • IN RA
    APPROVED
    Since 2010-09-02

Branch Locations

West Carmel Banking Office 10925 North Michigan Road, Zionsville, IN 46077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 08/2010 Present
Ameriprise Financial Services, Llc Zionsville IN 06/2026 Present
Previous Registrations
  • 2007-01-19 → 2010-09-02
    Edward Jones
    Westfield, IN
    Carmel, IN
    St Louis, MO
    Westfield, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-12
S63 Uniform Securities Agent State Law Examination 2006-06-22
  • S66 Uniform Combined State Law Examination
    2007-01-12
  • S63 Uniform Securities Agent State Law Examination
    2006-06-22
Designations
Other Names
  • Brett Brooks
  • Brett Alan Brooks

View on SEC IAPD

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