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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-12 |
Branch Locations
20750 Ventura Blvd Ste 240, Woodland Hills, CA 91364 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Banc Of California | Woodland Hills | CA | 12/2015 | 05/2017 |
| Jpmorgan Chase Bank, N.A. | Westlake Village | CA | 06/2017 | 04/2019 |
| J.P. Morgan Securities Llc | Westlake Village | CA | 06/2017 | 04/2019 |
| Western International Securities, Inc. | Pasadena | CA | 04/2019 | 08/2019 |
| Wells Fargo Advisors Financial Network, Llc | Westlake Village | CA | 10/2019 | 07/2022 |
| Stifel Independent Advisors, Llc | Woodland Hills | CA | 08/2022 | 05/2026 |
| Raymond James Financial Services, Inc. | Woodland Hills | CA | 05/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Woodland Hills | CA | 05/2026 | Present |
(1)Name of Business: KWM Wealth advisory Address: 20750 Venture Blvd, Woodland Hills, CA, 91364, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor\nfinancial advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-24 |
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