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11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-11 |
Branch Locations
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Equities, Inc. | Parsippany | NJ | 08/2016 | 04/2017 |
| Summit Risk Management, Inc. | Parsippany | NJ | 08/2016 | 04/2017 |
| Raymond James & Associates | Los Angeles | CA | 06/2017 | 06/2020 |
| Imst Distributors, Llc | Los Angeles | CA | 08/2020 | 10/2023 |
| Aristotle Capital Management | Los Angeles | CA | 07/2020 | Present |
| Foreside Financial Services, Llc | Los Angeles | CA | 10/2023 | Present |
ARISTOTLE CAPITAL MANAGEMENT, LLC, LOS ANGELES, CA, INVESTMENT RELATED-SALES, START DATE 7/6/2020, REGIONAL ASSOCIATE, SUPPORT REGIONAL DIRECTORS, 160 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-14 |
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