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Jagmohan Singh

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

Emeryville, CA

Berkeley, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-14
CA RA APPROVED 2021-02-06
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • CA RA
    APPROVED
    Since 2021-02-06

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

5765 Christie Ave, Emeryville, CA 94608 • United States

1800 Solano Ave, Berkeley, CA 94707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na El Cerrito CA 07/2012 Present
Wells Fargo Advisors Llc Berkeley CA 06/2014 11/2016
Wells Fargo Clearing Services, Llc El Cerrito CA 11/2016 Present
  • 07/2012 → Present
    Wells Fargo Bank, Na
    El Cerrito, CA
  • 06/2014 → 11/2016
    Wells Fargo Advisors Llc
    Berkeley, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    El Cerrito, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2014-08-12
  • S65 Uniform Investment Adviser Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2014-08-12

View on SEC IAPD

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