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Brian Faig

Wells Fargo Clearing Services, LLC

Short Hills, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-06
NJ RA APPROVED 2025-10-27
  • TX RA
    APPROVED
    Since 2025-11-06
  • NJ RA
    APPROVED
    Since 2025-10-27

Branch Locations

51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Short Hills NJ 07/2025 Present
Deloitte New Providence NJ 04/2025 07/2025
Deloitte Chicago IL 07/2022 04/2025
Nielsen Holdings Chicago IL 04/2021 07/2022
Nielsen Holdings Cincinnati OH 07/2016 04/2021
  • 07/2025 → Present
    Wells Fargo Clearing Services, Llc
    Short Hills, NJ
  • 04/2025 → 07/2025
    Deloitte
    New Providence, NJ
  • 07/2022 → 04/2025
    Deloitte
    Chicago, IL
  • 04/2021 → 07/2022
    Nielsen Holdings
    Chicago, IL
  • 07/2016 → 04/2021
    Nielsen Holdings
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-16
  • S66 Uniform Combined State Law Examination
    2025-09-16

View on SEC IAPD

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John Varghese Cholankeril
DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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