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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-14
TN RA APPROVED 2024-10-08
  • TX RA
    APPROVED
    Since 2025-07-14
  • TN RA
    APPROVED
    Since 2024-10-08

Branch Locations

Knoxville, TN • United States

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services., Inc Knoxville TN 07/2024 Present
The Trust Company Of Tennessee Knoxville TN 01/2016 07/2024
Other Businesses

1. Rotary Club of Knoxville, Knoxville Tennessee United States-37902, Charity, Rotary Club of Knoxville is a 501c4 and Rotary Foundation of Knoxville is a 501c3. Founded in 1915, the Rotary Club of Knoxville is the city's oldest and largest service club. The club is apolitical and secular, welcoming members from all communities. The Club provides scholarship funding to area students, community support to organizations, disaster relief to affected areas and educational resources to schools, etc. The Club has a Foundation, Rotary Foundation of Knoxville, with a managed portfolio to fund scholarships and other needs. President of Rotary Club of Knoxville and Trustee of Rotary Foundation of Knoxville. As President, I preside over all meetings of the club and Board of Directors to perform such duties as ordinarily pertain to such office, in consultation with and approval of the Board of Directors, of such committees as may be necessary for carrying out the purposes of this club. I am responsible for all operational aspects of the club, which is among the largest in the nation with 180 members. I lead the Board of Directors and serve as Executive Manager over the Executive Secretary/Club Administrator, who reports to an Office and Personnel Committee. The Office and Personnel Committee reports to me, as President. As President, I serve on the Financial and Audit Committee, which is chaired by our Club Treasurer. As President, I am a Trustee on the Rotary Foundation of Knoxville Board of Trustees, which is Chaired by the Foundation Chairman, Yes, as member of a audit committee, Start date-7/1/2024. 2. Tennessee Aquatics, Knoxville Tennessee United States-37916, Competitive Swimming and Diving Organization, Sport & Leisure Facilities, Foster amateur swimming and diving through training, development and competition. Tennessee Aquatics is a unified swim and dive team focused on developing excellence in swimming, diving and character in our athletes through teaching the values of hard work, discipline, commitment and sportsmanship; to encourage, support and advance our athletes in training and competition through excellent coaching, techniques and a positive philosophy of competition; to conduct excellent swim meets with a high level of competition and participation; to be fiscally responsible and maintain financial stability; and, to commit to the education and involvement of parents of our athletes, Member of Board of directors, My current role is Past President; to support and provide assistance to the President of the Board. I also serve on the Finance Committee, led by the Board Treasurer, start date-5/1/2018.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-07
  • S66 Uniform Combined State Law Examination
    2024-10-07
Other Names
  • Christopher Lambert

View on SEC IAPD

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