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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-14 |
| TN | RA | APPROVED | 2024-10-08 |
Branch Locations
800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services., Inc | Knoxville | TN | 07/2024 | Present |
| The Trust Company Of Tennessee | Knoxville | TN | 01/2016 | 07/2024 |
1. Rotary Club of Knoxville, Knoxville Tennessee United States-37902, Charity, Rotary Club of Knoxville is a 501c4 and Rotary Foundation of Knoxville is a 501c3. Founded in 1915, the Rotary Club of Knoxville is the city's oldest and largest service club. The club is apolitical and secular, welcoming members from all communities. The Club provides scholarship funding to area students, community support to organizations, disaster relief to affected areas and educational resources to schools, etc. The Club has a Foundation, Rotary Foundation of Knoxville, with a managed portfolio to fund scholarships and other needs. President of Rotary Club of Knoxville and Trustee of Rotary Foundation of Knoxville. As President, I preside over all meetings of the club and Board of Directors to perform such duties as ordinarily pertain to such office, in consultation with and approval of the Board of Directors, of such committees as may be necessary for carrying out the purposes of this club. I am responsible for all operational aspects of the club, which is among the largest in the nation with 180 members. I lead the Board of Directors and serve as Executive Manager over the Executive Secretary/Club Administrator, who reports to an Office and Personnel Committee. The Office and Personnel Committee reports to me, as President. As President, I serve on the Financial and Audit Committee, which is chaired by our Club Treasurer. As President, I am a Trustee on the Rotary Foundation of Knoxville Board of Trustees, which is Chaired by the Foundation Chairman, Yes, as member of a audit committee, Start date-7/1/2024. 2. Tennessee Aquatics, Knoxville Tennessee United States-37916, Competitive Swimming and Diving Organization, Sport & Leisure Facilities, Foster amateur swimming and diving through training, development and competition. Tennessee Aquatics is a unified swim and dive team focused on developing excellence in swimming, diving and character in our athletes through teaching the values of hard work, discipline, commitment and sportsmanship; to encourage, support and advance our athletes in training and competition through excellent coaching, techniques and a positive philosophy of competition; to conduct excellent swim meets with a high level of competition and participation; to be fiscally responsible and maintain financial stability; and, to commit to the education and involvement of parents of our athletes, Member of Board of directors, My current role is Past President; to support and provide assistance to the President of the Board. I also serve on the Finance Committee, led by the Board Treasurer, start date-5/1/2018.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-07 |
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