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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-03 |
| NJ | RA | APPROVED | 2018-06-20 |
Branch Locations
100 Century Pkwy Ste 130, Mount Laurel, NJ 08054 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Cinnaminson, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock,Inc. | New York | NY | 08/1996 | 03/2018 |
| Blackrock Investments, Llc | New York | NY | 06/2014 | 03/2018 |
| First Command | Fort Worth | TX | 05/2018 | 06/2018 |
| Unemployed | Hainesport | NY | 03/2018 | 05/2018 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 06/2018 | Present |
| First Command Advisory Sevices, Inc. | Fort Worth | TX | 06/2018 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 06/2018 | Present |
Name of the other business: SPHarvey LLC Whether the business is investment-related: Yes Address of the other business: Mt Laurel, NJ Nature of the other business: Financial Your position, title, or relationship with the other business: Financial Advisor for First Command The start date of your relationship: Jun 16, 2018 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: LLC for First Command Financial advisory Business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-06 |
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