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Laura Antonia Pascoe

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-19
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2013-03-19
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

2033 N Main Street 9Th Floor [Wz-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut Creek CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 Present
Previous Registrations
  • 2009-04-30 → 2011-01-03
    Wells Fargo Investments, Llc
    Walnut Creek, CA
  • 2008-10-17 → 2009-05-12
    Wamu Investments, Inc.
    Irvine, CA
    Walnut Creek, CA
Other Businesses

USBORNE BOOKS, NOT INV RELATED, TULSA, OK, INDEPENDENT CONSULTANT, START 2/1/2018, 3 HOURS PER MONTH, ZERO DURING TRADING, DIRECT BOOK SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-14
  • S66 Uniform Combined State Law Examination
    2008-10-14
Other Names
  • Laura Antonia Simoncini
  • Laura Antonia Simoncini

View on SEC IAPD

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