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Thomas Cleary Allen

Charles Schwab & Co., Inc.

Paramus, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-02-07
  • NJ RA
    APPROVED
    Since 2017-02-07

Branch Locations

155 Route 17, Paramus, NJ 07652-2903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Paramus NJ 07/2015 Present
Charles Schwab Bank Paramus NJ 11/2016 Present
Other Businesses

1) Wingra Properties LLC | Investment Related:No|25 Henry Street|Jersey City|NJ|07306|USA|Real Estate (Non-Agent/Broker)|Member of LLC|2/20/2020|Less than 20|0|I am a silent partner that provides capital for real estate opportunities. , 2) GA Lincoln LLC | Investment Related:No|135 Lincoln Street |Jersey City|New Jersey|07307|US|Real Estate (Non-Agent/Broker)|Member of LLC|1/1/2025|Less than 20|0|Owner of Real Estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-01
  • S66 Uniform Combined State Law Examination
    2015-12-01

View on SEC IAPD

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