Oscar Andres Rico

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-07-29

FL RA
APPROVED

Since 2022-07-29

Branch Locations

5520 Fruitville Road, Sarasota, FL 34232 • United States

5440 Clark Rd, Sarasota, FL 34233 • United States

3275 University Parkway, Sarasota, FL 34243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Gms Group, L.L.C.	Boca Raton	FL	04/2011	11/2018
Oppenheimer & Co. Inc	Dallas	TX	11/2018	12/2020
Bbva Usa	Birmingham	AL	12/2020	08/2021
Bbva Securities	Dallas	TX	12/2020	08/2021
Bbva Insurance Agency Inc	Austin	TX	12/2020	08/2021
Bbva Wealth Solutions, Inc	Allen	TX	12/2020	08/2021
Pnc Investments	Sarasota	FL	08/2021	Present

04/2011 → 11/2018

The Gms Group, L.L.C.

Boca Raton, FL
11/2018 → 12/2020

Oppenheimer & Co. Inc

Dallas, TX
12/2020 → 08/2021

Bbva Usa

Birmingham, AL
12/2020 → 08/2021

Bbva Securities

Dallas, TX
12/2020 → 08/2021

Bbva Insurance Agency Inc

Austin, TX
12/2020 → 08/2021

Bbva Wealth Solutions, Inc

Allen, TX
08/2021 → Present

Pnc Investments

Sarasota, FL

Previous Registrations

2020-12-16 → 2021-08-17

Pnc Managed Account Solutions, Inc.

Dallas, TX

Allen, TX
2019-04-10 → 2020-12-11

Oppenheimer & Co. Inc.

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-08
S63	Uniform Securities Agent State Law Examination	2006-12-11

S66 Uniform Combined State Law Examination

2019-04-08
S63 Uniform Securities Agent State Law Examination

2006-12-11

Other Names

Oscar Andre Rico
Oscar Andres Rico
Oscar Rico

View on SEC IAPD