Robert Joseph Mrozek

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-02-26

Branch Locations

35 Morris Street, Morristown, NJ 07960-3919 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Short Hills	NJ	06/2017	01/2018
Merrill Lynch	Edison	NJ	12/2015	11/2016
Quinnipiac University	Hamden	CT	04/2013	05/2017
Dick's Sporting Goods	Union	NJ	11/2016	12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	04/2020	05/2021
Unemployed	Scotch Plains	NJ	01/2018	08/2018
Paychex Corporation	Piscataway	NJ	06/2018	03/2020
Unemployed	Scotch Plains	NJ	03/2020	04/2020
Green Key Resources, Llc	New York	NY	04/2018	05/2018
Charles Schwab & Co., Inc.	Bridgewater	NJ	05/2021	09/2022
Charles Schwab Bank, Ssb	Bridgewater	NJ	05/2021	09/2022
Pgim Investments	Newark	NJ	09/2022	11/2025
Prudential Investment Management Services Llc	Newark	NJ	09/2022	11/2025
Fidelity Investments	Morristown	NJ	12/2025	Present

06/2017 → 01/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ
12/2015 → 11/2016

Merrill Lynch

Edison, NJ
04/2013 → 05/2017

Quinnipiac University

Hamden, CT
11/2016 → 12/2016

Dick's Sporting Goods

Union, NJ
04/2020 → 05/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
01/2018 → 08/2018

Unemployed

Scotch Plains, NJ
06/2018 → 03/2020

Paychex Corporation

Piscataway, NJ
03/2020 → 04/2020

Unemployed

Scotch Plains, NJ
04/2018 → 05/2018

Green Key Resources, Llc

New York, NY
05/2021 → 09/2022

Charles Schwab & Co., Inc.

Bridgewater, NJ
05/2021 → 09/2022

Charles Schwab Bank, Ssb

Bridgewater, NJ
09/2022 → 11/2025

Pgim Investments

Newark, NJ
09/2022 → 11/2025

Prudential Investment Management Services Llc

Newark, NJ
12/2025 → Present

Fidelity Investments

Morristown, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-05