Michael Chase Shelley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-03
CA	RA	APPROVED	2023-01-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Westlake Village	CA	02/2021	12/2022
Unemployed	Thousand Oaks	CA	11/2020	02/2021
The Forefront Group Llc	Los Angeles	CA	09/2020	10/2020
Unemployed	Thousand Oaks	CA	10/2019	09/2020
Lobeline Communications	Los Angeles	CA	02/2019	10/2019
Summit Financial Consultants, Inc	Westlake Village	CA	05/2017	02/2019
Lobeline Communications	Los Angeles	CA	09/2017	05/2018
Water Wings Swim School	Agoura Hills	CA	04/2017	05/2017
Unemployed	Thousand Oaks	CA	12/2016	04/2017
Starworks Group	Los Angeles	CA	09/2016	12/2016
Unemployed	Thousand Oaks	CA	06/2016	09/2016
Morgan Stanley Smith Barney Llc	Westlake Village	CA	01/2023	Present

02/2021 → 12/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westlake Village, CA
11/2020 → 02/2021

Unemployed

Thousand Oaks, CA
09/2020 → 10/2020

The Forefront Group Llc

Los Angeles, CA
10/2019 → 09/2020

Unemployed

Thousand Oaks, CA
02/2019 → 10/2019

Lobeline Communications

Los Angeles, CA
05/2017 → 02/2019

Summit Financial Consultants, Inc

Westlake Village, CA
09/2017 → 05/2018

Lobeline Communications

Los Angeles, CA
04/2017 → 05/2017

Water Wings Swim School

Agoura Hills, CA
12/2016 → 04/2017

Unemployed

Thousand Oaks, CA
09/2016 → 12/2016

Starworks Group

Los Angeles, CA
06/2016 → 09/2016

Unemployed

Thousand Oaks, CA
01/2023 → Present

Morgan Stanley Smith Barney Llc

Westlake Village, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-18

Other Firms