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403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-12-20 |
| TX | RA | APPROVED | 2022-12-20 |
Branch Locations
566 W Adams Street Suite 500, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mickool, Inc. | Tampa | FL | 03/2017 | 12/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2014 | 04/2018 |
| Ifs Securities Inc. | Atlanta | GA | 04/2018 | 12/2018 |
| Florida Financial Advisors, Inc | Tampa | FL | 07/2018 | 12/2018 |
| National Securities Corp | Chicago | IL | 01/2019 | 07/2022 |
| B. Riley Wealth Advisors | Chicago | IL | 01/2019 | 12/2022 |
| B. Riley Wealth Management | Chicago | IL | 07/2022 | 12/2022 |
| Silver Oak Securities | Chicago | IL | 12/2022 | Present |
Arbor Financial Advisors,Is Investment Related,,Insurance,Financial Advisor,2022-12-13,20 hours per month,1 hours per month during trading hours,Commission Compensation,Annuities and Insurance, Same address as branch.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-26 |
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