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1705 17Th Street Suite 100, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-06-07 |
| CO | RA | APPROVED | 2016-08-22 |
| TX | RA | APPROVED | 2016-08-22 |
Branch Locations
1705 17Th Street Suite 100, Denver, CO 80202 • United States
1705 17Th Street Suite 100, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Truenorth, Inc./Ima Wealth, Inc. | Denver | CO | 06/2016 | Present |
Colorado Football Officials Association, non-investment related, 14855 E. 2nd Ave, Aurora, Co 80011, Seasonal Official for High School Football, started August 2017, approximately 32 hours per month (August - November) during non trading hours, officiating Varsity and JV games.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-12 |
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