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Robert Earl Brabson

Sofi Wealth LLC

Claymont, DE

San Francisco, CA

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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2019-05-10
  • DE RA
    APPROVED
    Since 2019-05-10

Branch Locations

650 Naamans Rd, Suite 300, Claymont, DE 19703 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affinity Wealth Management, Inc. Wilmington DE 01/2013 02/2018
Mercap Securities, Llc Paoli PA 02/2018 12/2018
Affinity Wealth Management Llc Wilmington DE 02/2018 05/2019
Sofi Securities Llc Claymont DE 04/2019 Present
Sofi Wealth Llc Clayton DE 05/2019 Present
Social Finance Inc. Clayton DE 04/2019 Present
  • 01/2013 → 02/2018
    Affinity Wealth Management, Inc.
    Wilmington, DE
  • 02/2018 → 12/2018
    Mercap Securities, Llc
    Paoli, PA
  • 02/2018 → 05/2019
    Affinity Wealth Management Llc
    Wilmington, DE
  • 04/2019 → Present
    Sofi Securities Llc
    Claymont, DE
  • 05/2019 → Present
    Sofi Wealth Llc
    Clayton, DE
  • 04/2019 → Present
    Social Finance Inc.
    Clayton, DE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-09
  • S66 Uniform Combined State Law Examination
    2018-02-09
Other Names
  • Bobby Brabson
  • Robert Brabson
  • Robert Earl Brabson
  • Robert Earl Brabson

View on SEC IAPD

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