Best Investors Account Sign in

Patrick Joos

Ubs Financial Services Inc.

Los Angeles, CA

Torrance, CA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-11-23
TX RA APPROVED 2015-11-23
  • CA RA
    APPROVED
    Since 2015-11-23
  • TX RA
    APPROVED
    Since 2015-11-23

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Torrance, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 11/2015 Present
Previous Registrations
  • 2015-01-15 → 2015-12-18
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-12
  • S66 Uniform Combined State Law Examination
    2015-01-12

View on SEC IAPD

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor