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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-01-20
  • OH RA
    APPROVED
    Since 2023-01-20

Branch Locations

1612 N. 21St Street, Newark, OH 43055 • United States

1760 N 21St St, Newark, OH 43055 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 06/2014 02/2019
Cetera Advisor Networks El Segundo CA 02/2019 01/2023
Amspirit Business Connection Columbus OH 11/2015 09/2019
Reed Family Irrevocable Rust Baltimore OH 08/2009 Present
Lpl Financial Llc Newark OH 01/2023 Present
  • 06/2014 → 02/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 02/2019 → 01/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2015 → 09/2019
    Amspirit Business Connection
    Columbus, OH
  • 08/2009 → Present
    Reed Family Irrevocable Rust
    Baltimore, OH
  • 01/2023 → Present
    Newark, OH
Previous Registrations
  • 2019-02-19 → 2023-01-20
    Cetera Wealth Services, Llc
    Newark, OH
  • 2014-09-19 → 2019-02-11
    Questar Asset Management, Inc.
    Minneapolis, MN
    Millersport, OH
Other Businesses

1) 01/20/2023 - Retirement Blueprints, LLC - DBA for LPL Business (entity for LPL Business)- inv. related- Newark, OH - Start Date:12/23/2022 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 01/20/2023 - NONI 102 LLC- Business Entity for Tax/Investment Purposes Only- owner- Not inv. related- Millersport, OH- start date 6/1/2001- 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-19
  • S66 Uniform Combined State Law Examination
    2014-09-19

View on SEC IAPD

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