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Capital Client Group, Inc.

Los Angeles, CA

Irvine, CA

Irvine, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-07
  • CA RA
    APPROVED
    Since 2025-02-07

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Irvine, CA • United States

6455 Irvine Center Drive, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group Companies / American Funds Distributors, Inc. Irvine CA 06/2024 Present
Capital Group Companies Irvine CA 04/2006 06/2024
  • 06/2024 → Present
    Capital Group Companies / American Funds Distributors, Inc.
    Irvine, CA
  • 04/2006 → 06/2024
    Capital Group Companies
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-06
  • S66 Uniform Combined State Law Examination
    2025-02-06

View on SEC IAPD

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