Kevin Michael Phinney

Current Employers

Employment History

• 03/2016 → 10/2016
  Foresters Financial Services
  Charlotte, NC
• 10/2016 → 11/2017
  Foresters Financial Services
  Charlotte, NC
• 07/2017 → 11/2017
  Arc Of Union/Cabarrus
  Monroe, NC
• 11/2017 → Present
  Principal Securities Inc
  Charlotte, NC
• 11/2017 → Present
  Principal Life Insurance Company
  Charlotte, NC
• 06/2022 → 08/2023
  Fulcrum Capital Partners
  Charlotte, NC

Other Businesses

**Fixed Insurance; Investment Related; ; Agent; Fixed Annuity, LI, DI,; Start Date: 03/01/2019; 2 hrs per month; 2 during trading hours. **BNI POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 9930 Sandy Rock Place, Charlotte NC 28277, United States DESCRIPTION: President of the chapter. Run weekly meetings, facilitate executive team meetings, oversee overall health of the chapter. **JCR MOBILE POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2024 ADDRESS: 6710 Constitution Lane, Charlotte NC 28210, United States DESCRIPTION: The LLC owns ten mobile homes and one primary residence, which were all acquired through inheritance from my grandmother. I own a 1/3 share of the LLC. All ten mobile homes are currently rental properties, and eventually the primary residence may be as well. We will be hiring a property management company to handle all of the day-to-day work regarding the properties. **N/A POSITION: Property Owner NATURE: Land Lease Farming Contract INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 6710 Constitution Lane, Charlotte NC 28210, United States DESCRIPTION: I own farmland and I lease the land to a local farming business for crops (corn, wheat, soybeans). They do all the work and handle all of the costs, and when the crops are harvested and sold, I will receive a portion of the profits. **BNI POSITION: Visitor Host/Membership Committee NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 14120 Ballantyne Corporate Place, Charlotte NC 28277, United States DESCRIPTION: Welcome visitors to the meeting, handle new member applications and membership decisions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-16
• S63 Uniform Securities Agent State Law Examination
  2014-07-25

Designations