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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-18 |
Branch Locations
1600 Hwy 35 [Support Center], Oakhurst, NJ 07755 • United States
68 S Service Rd Ste 200 [Mi-Rbo], Melville, NY 11747 • United States
68 S Service Rd Ste 200, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | New York | NY | 06/2020 | 04/2022 |
| Michael Page International | Los Angeles | CA | 08/2018 | 05/2020 |
| Kenichi Aspen | Aspen | CO | 06/2017 | 05/2018 |
| Justice Snows | Aspen | CO | 10/2016 | 06/2017 |
| Hops Culture | Aspen | CO | 01/2016 | 08/2017 |
| Wells Fargo Bank | New York | NY | 04/2022 | Present |
| Wells Fargo Clearing Services | New York | NY | 04/2022 | Present |
ISSY BAKES LLC; INV RELATED; NEW YORK,NY; CHOCOLATE AND CAKE COMPANY;100% OWNERSHIP; START DATE: 11/23/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-04 |
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