Brittany Lee Woodruff

Ptma Investment Advisors

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Current Employers

Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-02-03

PA RA
APPROVED

Since 2021-02-03

Branch Locations

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	06/2014	01/2017
Rbc Capital Markets, Llc	Lancaster	PA	09/2017	01/2021
Rbc Global Asset Management (U.S) Inc.	Lancaster	PA	09/2017	01/2021
Bny Mellon	Orlando	FL	07/2017	08/2017
Unemployed	Orlando	FL	02/2017	06/2017
Pma Securities, Llc	Lancaster	PA	02/2021	Present
Pma Financial Network, Llc	Naperville	IL	02/2021	Present

06/2014 → 01/2017

The Vanguard Group, Inc.

Malvern, PA
09/2017 → 01/2021

Rbc Capital Markets, Llc

Lancaster, PA
09/2017 → 01/2021

Rbc Global Asset Management (U.S) Inc.

Lancaster, PA
07/2017 → 08/2017

Bny Mellon

Orlando, FL
02/2017 → 06/2017

Unemployed

Orlando, FL
02/2021 → Present

Pma Securities, Llc

Lancaster, PA
02/2021 → Present

Pma Financial Network, Llc

Naperville, IL

Previous Registrations

2017-11-13 → 2021-01-29

Rbc Capital Markets, Llc

Lancaster, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-11-13
S63	Uniform Securities Agent State Law Examination	2014-07-17

S65 Uniform Investment Adviser Law Examination

2017-11-13
S63 Uniform Securities Agent State Law Examination

2014-07-17

Other Names

Brittany Lee Dalziel

View on SEC IAPD

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