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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-08-08 |
Branch Locations
3535 Piedmont Road Ne Building 14-500, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 10/2014 | 03/2017 |
| Gratus Capital, Llc | Atlanta | GA | 03/2017 | 07/2024 |
| Focus Partners Wealth, Llc | Clayton | MO | 08/2024 | Present |
FINRA ARBITRATOR; INVESTMENT RELATED; 1735 K STREET, NW, WASHINGTON, DC 20006; I SERVE AS A FINRA ARBITRATOR; START DATE 6/2022; APPROXIMATE HOURS A MONTH TO THIS BUSINESS: LESS THAN ONE; NUMBER OF HOUR DEDICATED DURING BUSINESS HOURS: LESS THAN ONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-29 |
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